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Municipal Securities Rulemaking Board
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#	Item
431	How to Set Up an Organization Account Getting Started with Organization Accounts Complete the following steps to establish an organization account as an issuer or obligated person (illustrated instructions begin on page Add to Reading List Source URL: msrb.org Language: English - Date: 2012-09-05 15:56:37 Email Computing Electronic Municipal Market Access Self-regulatory organizations Municipal Securities Rulemaking Board Rulemaking
432	CONSIDERATIONS REGARDING VOLUNTARY SECONDARY MARKET DISCLOSURE ABOUT BANK LOANS EXECUTIVE SUMMARY Since 2009, state and local governmental issuers and conduit borrowers (collectively, “issuers”) have increasingly use Add to Reading List Source URL: www.nfma.org Language: English - Date: 2013-04-29 15:15:47 73rd United States Congress United States Securities and Exchange Commission United States securities law Bonds Stock market Municipal bond Electronic Municipal Market Access Municipal Securities Rulemaking Board Security Financial economics Finance Economics
433	Using EMMA to Submit Disclosures: Sign Up for an Organization Account What is an Organization Account? To help ensure that issuers can efficiently, independently and securely fulfill their obligation to submit disclosure Add to Reading List Source URL: msrb.org Language: English - Date: 2014-07-18 11:28:59 Government Electronic Municipal Market Access Municipal Securities Rulemaking Board Municipal bond
434	State and Local Government Toolkit Financial Disclosure: Preparing to Submit Municipal securities issuers, obligated persons and agents acting on their behalf provide financial and other information under continuing dis Add to Reading List Source URL: www.msrb.org Language: English - Date: 2013-07-23 16:38:55 SEC filings United States corporate law Economy of the United States Investor Protection and Securities Reform Act United States securities law United States Securities and Exchange Commission Tower Amendment Electronic Municipal Market Access Municipal Securities Rulemaking Board Financial regulation
435	THE COUNCIL OF STATE GOVERNMENTS RESOLUTION MAINTAINING OVERSIGHT AND REGULATION OF 529 COLLEGE SAVINGS PLANS WITH THE MUNICIPAL SECURITIES RULEMAKING BOARD WHEREAS, oversight and regulation of the 529 college savings pl Add to Reading List Source URL: www.csg.org Language: English - Date: 2009-12-01 16:12:15 Rulemaking Federal Reserve System Government Law Public administration Self-regulatory organization Investor Protection and Securities Reform Act United States administrative law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission
436	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 29, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consistin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:02:33 Financial economics Business United States federal banking legislation Municipal Securities Rulemaking Board Finance Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Chief compliance officer Self-regulatory organizations United States securities law Financial regulation
437	PUBLIC NOTICE REPRESENTATIONS UNDER MUNICIPAL ADVISOR REGISTRATION RULES The purpose of this notice is to make certain representations for the benefit of market participants pursuant to Section 240.15Ba1-1(d)(3)(vi)(B) Add to Reading List Source URL: www.ihda.org Language: English - Date: 2014-08-11 17:07:01 73rd United States Congress United States Securities and Exchange Commission United States securities law Financial adviser Securities Exchange Act Financial Advisor Business Money Municipal Securities Rulemaking Board Finance Investment Financial economics
438	August 13, 2014 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-14 11:36:07 Finance Financial system Bonds Municipal Securities Rulemaking Board Stock market Securities U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial economics United States securities law Self-regulatory organizations
439	94 of 95 EXHIBIT 5 Rule G-3: Professional Qualification Requirements 1 No broker, dealer or municipal securities dealer or person who is a municipal securities representative, municipal securities sales limited represent Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:02:12 Finance U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Securities Act Broker-dealer Net capital rule United States securities law Financial regulation Financial economics
440	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 1, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-04 08:46:59 73rd United States Congress United States Securities and Exchange Commission Economy of the United States Municipal Securities Rulemaking Board Financial system U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Act Security United States securities law Self-regulatory organizations Financial regulation

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